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LS

Launcelot M. Simon

PAYCHEX SECURITIES
Rochester, NY 14623
Some features on this profile are disabled
CRD#: 5691256
LS

Professional summary

Launcelot M Simon, who also goes by Launcelot Simon, Launcelot Martin Simon, is a registered financial professional currently at PAYCHEX SECURITIES CORPORATION located in Rochester, New York.

Launcelot is registered as a RR (Registered Representative) and started their career in finance in 2009. Launcelot has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Launcelot Simon | Launcelot Martin Simon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Launcelot M Simon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 16, 2026 - Present

PAYCHEX SECURITIES CORPORATION

Office #1: 220 Kenneth Drive, Rochester, NY 14623
BD
CRD#: 39733
Rochester, NY
Past

September 8, 2025 - April 8, 2026

PRINCIPAL ADVISED SERVICES

RIA
CRD#: 297324
DAVENPORT, FL
Past

August 22, 2025 - April 8, 2026

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

July 5, 2023 - June 26, 2025

VOYA RETIREMENT ADVISORS, LLC

RIA
CRD#: 3989
Riverview, FL
Past

July 5, 2023 - June 26, 2025

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

July 1, 2022 - June 7, 2023

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
MALVERN, PA
Past

June 4, 2022 - June 7, 2023

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA
Past

April 25, 2011 - May 16, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY
Past

June 2, 2010 - July 27, 2010

THINKEQUITY LLC

BD
CRD#: 20996
NEW YORK, NY
Past

January 8, 2010 - April 14, 2010

JOHN THOMAS FINANCIAL

BD
CRD#: 40982
NEW YORK, NY
Past

July 24, 2009 - February 9, 2010

E1 ASSET MANAGEMENT, INC.

BD
CRD#: 46872
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/16/2026)
RR
Alaska
(4/16/2026)
RR
Arizona
(4/16/2026)
RR
Arkansas
(4/16/2026)
RR
California
(4/16/2026)
RR
Colorado
(4/16/2026)
RR
Connecticut
(4/16/2026)
RR
Delaware
(4/16/2026)
RR
District of Columbia
(4/16/2026)
RR
Florida
(4/16/2026)
RR
Georgia
(4/16/2026)
RR
Hawaii
(4/16/2026)
RR
Idaho
(4/16/2026)
RR
Illinois
(4/16/2026)
RR
Indiana
(4/16/2026)
RR
Iowa
(4/16/2026)
RR
Kansas
(4/16/2026)
RR
Kentucky
(4/16/2026)
RR
Louisiana
(4/16/2026)
RR
Maine
(4/16/2026)
RR
Maryland
(4/16/2026)
RR
Massachusetts
(4/16/2026)
RR
Michigan
(4/16/2026)
RR
Minnesota
(4/16/2026)
RR
Mississippi
(4/16/2026)
RR
Missouri
(4/16/2026)
RR
Montana
(4/16/2026)
RR
Nebraska
(4/16/2026)
RR
Nevada
(4/16/2026)
RR
New Hampshire
(4/16/2026)
RR
New Jersey
(4/16/2026)
RR
New Mexico
(4/16/2026)
RR
New York
(4/16/2026)
RR
North Carolina
(4/16/2026)
RR
North Dakota
(4/16/2026)
RR
Ohio
(4/17/2026)
RR
Oklahoma
(4/16/2026)
RR
Oregon
(4/16/2026)
RR
Pennsylvania
(4/16/2026)
RR
Rhode Island
(4/16/2026)
RR
South Carolina
(4/16/2026)
RR
South Dakota
(4/16/2026)
RR
Tennessee
(4/16/2026)
RR
Texas
(4/16/2026)
RR
Utah
(4/16/2026)
RR
Vermont
(4/16/2026)
RR
Virginia
(4/16/2026)
RR
Washington
(4/16/2026)
RR
West Virginia
(4/16/2026)
RR
Wisconsin
(4/16/2026)
RR
Wyoming
(4/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/30/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/21/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/3/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/21/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/23/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PAYCHEX SECURITIES CORPORATION
PAYCHEX SECURITIES CORPORATION

CRD#: 39733 / SEC#: , 8-48942

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
PREMIUM
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Contact information

Main Address
220 Kenneth Drive, Rochester, NY 14623
Mailing Address
220 Kenneth Drive, Rochester, NY 14623
Phone number
(585) 387-4312
Established
New York since 07/17/1995
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAYCHEX HOLDINGS, LLCPARENT CORP
SCHRADER, ROBERT LEWISDIRECTOR7827962
SIMMONS, CHRISTOPHER CARLTREASURER7621466
YEZZI, KELLY MPRESIDENT6900749
YEZZI, KELLY MCHIEF COMPLIANCE OFFICER6900749

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAYCHEX SECURITIES CORPORATION

CRD#: 39733Rochester, NY 14623

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