Emily A. Wieczorek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emily Allyn Wieczorek, who also goes by Emily Allyn Farren, Emily Farren, was a registered financial professional .
Emily is a previously registered financial professional and started their career in finance in 2009. Emily had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2013 - January 16, 2019
SIERRA PACIFIC SECURITIES, LLC
August 12, 2009 - February 5, 2013
NATHAN HALE CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SIERRA PACIFIC SECURITIES, LLC
CRD#: 155160 / SEC#: , 8-68700
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
