KB
Kevin Bartel
THE STRATEGIC FINANCIAL ALLIANCE
Novato, CA 94949
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CRD#: 5691133
KB
Professional summary
Kevin Bartel, who also goes by Kevin R Bartel, Kevin Robert Bartel, is a registered financial advisor currently at THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Novato, California and STRATEGIC BLUEPRINT, LLC located in Novato, California.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Kevin has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 56 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin R Bartel | Kevin Robert Bartel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Larkspur Financial Advisors, Inc., DBA LFA Private Wealth Management Position: Owner/Sole Proprietor Nature: DBA for Financial Planning & Asset Management Investment Related: Yes Hours: 215 Securities Trading Hours: 140 Start Date: 12/01/2021 Address: 438 Ignacio Blvd, Novato CA 94949, United States Description: DBA for Financial Planning & Asset Management
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Bartel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2014 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 438 Ignacio Boulevard, Novato, CA 94949RIA
BD
CRD#: 126514
Novato, CA
Current
October 19, 2020 - Present
STRATEGIC BLUEPRINT, LLC
Office #1: 438 Ignacio Boulevard, Novato, CA 94949RIA
CRD#: 284840
Novato, CA
Current
March 6, 2014 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 438 Ignacio Boulevard, Novato, CA 94949RIA
BD
CRD#: 126514
Novato, CA
Past
October 3, 2012 - March 3, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SAN FRANCISCO, CA
Past
July 20, 2012 - March 3, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SAN FRANCISCO, CA
Past
March 28, 2011 - June 15, 2012
T3 TRADING GROUP, LLC
BD
CRD#: 154431
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SB
STRATEGIC BLUEPRINT, LLC
BEE STREET ADVISORY GROUP | THE RETIREMENT COACH | THE BAKER FINANCIAL GROUP | STRATEGIC BLUEPRINT, LLC | SHERPA FINANCIAL ADVISORS | PREHMUS FINANCIAL PARTNERS | OAKPOINT INVESTMENT PARTNERS | MIDWEST WEALTH MANAGEMENT | METAPARADIGM WEALTH MANAGEMENT | LIFE INCOME | LFA PRIVATE WEALTH MANAGEMENT | LEHNER SHOPE WEALTH GROUP | KEEN & POCOCK FINANCIAL PARTNERS | GOODWIN WEALTH | GENCREST CAPITAL PARTNERS | FAMILY WEALTHCARE | DESERT GROVE INVESTMENTS | CORNERSTONE WEALTH MANAGEMENT | COMPASS WEALTH MANAGEMENT | COMPASS FINANCIAL SERVICES | CLARITY FINANCIAL ADVISORS | BOURNE FINANCIAL COACHING | BENKO FINANCIAL SERVICES
CRD#: 284840 / SEC#: 801-108531
RIA
Registered Investment Advisory firm - (10/28/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/3/2017)
RR
California(3/6/2014)
IAR
California(3/7/2014)
RR
Colorado(11/23/2015)
RR
Florida(1/2/2020)
RR
Georgia(9/23/2015)
RR
Hawaii(1/3/2023)
RR
Illinois(5/11/2016)
RR
Kansas(3/22/2017)
RR
Louisiana(11/25/2019)
RR
Michigan(2/3/2016)
RR
Mississippi(5/20/2024)
RR
Nevada(2/4/2019)
RR
New York(1/2/2020)
RR
North Carolina(1/4/2023)
RR
Oregon(10/3/2014)
RR
Tennessee(11/25/2019)
RR
Texas(4/7/2017)
IAR
Texas(4/11/2017)
RR
Utah(4/15/2019)
RR
Virginia(1/2/2020)
RR
Washington(8/27/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 56
Date: 10/13/2011
Proprietary Trader Qualification ExaminationSRO Registrations
RR
FINRA
Current Firm
SB
STRATEGIC BLUEPRINT, LLC
BEE STREET ADVISORY GROUP | THE RETIREMENT COACH | THE BAKER FINANCIAL GROUP | STRATEGIC BLUEPRINT, LLC | SHERPA FINANCIAL ADVISORS | PREHMUS FINANCIAL PARTNERS | OAKPOINT INVESTMENT PARTNERS | MIDWEST WEALTH MANAGEMENT | METAPARADIGM WEALTH MANAGEMENT | LIFE INCOME | LFA PRIVATE WEALTH MANAGEMENT | LEHNER SHOPE WEALTH GROUP | KEEN & POCOCK FINANCIAL PARTNERS | GOODWIN WEALTH | GENCREST CAPITAL PARTNERS | FAMILY WEALTHCARE | DESERT GROVE INVESTMENTS | CORNERSTONE WEALTH MANAGEMENT | COMPASS WEALTH MANAGEMENT | COMPASS FINANCIAL SERVICES | CLARITY FINANCIAL ADVISORS | BOURNE FINANCIAL COACHING | BENKO FINANCIAL SERVICES
CRD#: 284840 / SEC#: 801-108531
RIA
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Contact information
Main Address
2200 Century Parkway Suite 500, Atlanta, GA 30345
Mailing Address
Phone number
(678) 954-4130
Established
Firm type
Fiscal year end
# of Employees
57
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,067 |
| AUM (Assets Under Management) | $ 2,671,662,109 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC BLUEPRINT, LLC
CRD#: 284840Novato, CA 94949TRUST BUT VERIFY
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