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KH

Kevin O. Hawkins

BOWEN
Boston, MA 02210
Some features on this profile are disabled
CRD#: 5690875
KH

Professional summary

Kevin O Hawkins is a registered financial professional currently at BOWEN, INC. located in Boston, Massachusetts.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2010. Kevin has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin O Hawkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 14, 2022 - Present

BOWEN, INC.

Office #1: 22 Boston Wharf Road 7th Floor, Boston, MA 02210
BD
CRD#: 142930
Boston, MA
Past

January 6, 2017 - April 11, 2022

ALANTRA, LLC

BD
CRD#: 22095
Boston, MA
Past

December 10, 2010 - December 27, 2016

BOWEN, INC.

BD
CRD#: 142930
PLYMOUTH, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/23/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/9/2010
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BI
BOWEN, INC.
BOWEN ADVISORS, INC. | BOWEN, INC.

CRD#: 142930 / SEC#: , 8-67510

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
34 Main Street Extension Suite 203, Plymouth, MA 02360
Mailing Address
34 Main Street Extension Suite 203, Plymouth, MA 02360
Phone number
(617) 245-1666
Established
Delaware since 01/02/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BOWEN, PAUL IVAN IIIPRESIDENT/TREASURER/FINOP/CCO

Red Flags

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Company Information

BOWEN, INC.

CRD#: 142930Boston, MA 02210

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