Michael J. Guinto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Guinto, who also goes by Michael John Guinto Mr., was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2009. Michael had worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2011 - March 19, 2012
SQUARE GLOBAL MARKETS
August 21, 2009 - December 16, 2011
RAYMOND C. FORBES & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
SQUARE GLOBAL MARKETS
CRD#: 158419 / SEC#: , 8-68899
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
