Andrew O. Saunders
Professional summary
Andrew O'brien Saunders is a registered financial professional currently at CASTLE HILL CAPITAL PARTNERS, INC. located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2009. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew O'brien Saunders's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2014 - Present
CASTLE HILL CAPITAL PARTNERS, INC.
Office #1: 216 East 45th Street, Suite 1301, New York, NY 10017Office #2: 216 East 45th Street, Suite 1301, New York, NY 10017May 30, 2013 - April 7, 2014
FM PARTNERS HOLDINGS LLC
September 17, 2010 - May 21, 2013
DIRECT ACCESS PARTNERS LLC
January 5, 2010 - September 8, 2010
FIRST NEW YORK SECURITIES L.L.C.
August 14, 2009 - January 5, 2010
AMERICA NORTHCOAST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2020)
(1/6/2023)
(12/7/2020)
(7/31/2017)
(1/6/2023)
(5/4/2017)
(4/19/2016)
(5/22/2018)
(8/11/2017)
(1/6/2023)
(5/2/2017)
(8/8/2024)
(10/10/2018)
(4/10/2014)
(6/28/2017)
(8/28/2017)
(12/7/2020)
(1/6/2023)
(4/27/2016)
(12/7/2020)
(11/14/2017)
(11/2/2016)
(11/14/2016)
(5/4/2021)
Exams
FINRA
Current Firm
CASTLE HILL CAPITAL PARTNERS, INC.
CRD#: 44131 / SEC#: , 8-50550
Contact information
FINRA licenses (40 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
