Andrea M. Bulen

SHAKESPEARE WEALTH MANAGEMENT

Pewaukee, WI 53072

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CRD#: 5690724

Professional summary

Andrea Margaret-swansby Bulen, CFP®, who also goes by Andrea Margaret Swansby, is a registered financial advisor currently at SHAKESPEARE WEALTH MANAGEMENT, LLC located in Pewaukee, Wisconsin.

Andrea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Andrea has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrea Margaret Swansby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Margaret-swansby Bulen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

July 4, 2013 - Present

SHAKESPEARE WEALTH MANAGEMENT, LLC

Office #1: N22 W27847 Edgewater Drive Suite 101, Pewaukee, WI 53072

RIA

CRD#: 111950

Pewaukee, WI

Past

July 13, 2009 - May 21, 2013

HOGAN FINANCIAL

RIA

CRD#: 111600

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHAKESPEARE WEALTH MANAGEMENT, LLC

SHAKESPEARE INVESTMENT COUNSELORS, INC | SHAKESPEARE WEALTH MANAGEMENT, LLC | SHAKESPEARE WEALTH MANAGEMENT, INC.

CRD#: 111950 / SEC#: 801-92171

RIA

Registered Investment Advisory firm - (4/13/2015 Approved)

Wisconsin

Registered Investment Advisory firm - (5/12/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(7/4/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SHAKESPEARE WEALTH MANAGEMENT, LLC

SHAKESPEARE INVESTMENT COUNSELORS, INC | SHAKESPEARE WEALTH MANAGEMENT, LLC | SHAKESPEARE WEALTH MANAGEMENT, INC.

CRD#: 111950 / SEC#: 801-92171

RIA

Registered Investment Advisory firm - (4/13/2015 Approved)

Wisconsin

Registered Investment Advisory firm - (5/12/2015 Terminated)

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Contact information

Main Address

N22 W27847 Edgewater Drive Suite 101, Pewaukee, WI 53072

Mailing Address

Phone number

(262) 814-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SHAKESPEARE WEALTH MANAGEMENT, LLC.® ADV 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,328
AUM (Assets Under Management)	$ 512,457,248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrea M. Bulen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Margaret-swansby Bulen's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHAKESPEARE WEALTH MANAGEMENT, LLC

HOGAN FINANCIAL

Primary Firm SEC Registration

SHAKESPEARE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

SHAKESPEARE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHAKESPEARE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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