Ian J. Rivero

POWER WEALTH MANAGEMENT

Virginia Beach, VA

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CRD#: 5690690

Professional summary

Ian Joseph Rivero, CFP®, who also goes by Ian J Rivero, Ian Rivero, is a registered financial advisor currently at POWER WEALTH MANAGEMENT located in Virginia Beach, Virginia.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Ian has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ian J Rivero | Ian Rivero

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AIF LLC- 659 W Randolph Chicago, IL #409. Is a real estate holding company for investment properties and not investment related. As an Operating Member my responsibilities include identifying opportunities for real estate purchases while constructing pro forma's for existing properties. This was established on 7/24/19 and I anticipate spending approximately 4 hours per month on this business and zero hours per month during trading hours. Mr. Rivera is 100% owner/Member of Capital Ventures, LLC (est. 2024), which is located at 2400 Lakeway Parkway, Alpharetta, GA 30009. Capital Ventures, LLC is 50% owner of Power Protection Strategies, LLC (est. 2022), which is a licensed insurance agency located at 2400 Lakeview Parkway, Suite 675, Alpharetta, GA. He is also separately licensed as an independent insurance agent and earns commissions and other compensation when recommending insurance products. Mr. Rivera spends as much as 10% of his time on these non-advisory activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Joseph Rivero's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 7784

DURHAM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POWER WEALTH MANAGEMENT

POWER WEALTH MANAGEMENT | POWER WEALTH MANAGEMENT LLC

CRD#: 315101 / SEC#: 801-127940

RIA

Registered Investment Advisory firm - (5/8/2023 Approved)

Georgia

Registered Investment Advisory firm - (5/30/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/23/2023)

IAR

Virginia
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/7/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/23/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2010

General Securities Representative Examination

Current Firm

POWER WEALTH MANAGEMENT

POWER WEALTH MANAGEMENT | POWER WEALTH MANAGEMENT LLC

CRD#: 315101 / SEC#: 801-127940

RIA

Registered Investment Advisory firm - (5/8/2023 Approved)

Georgia

Registered Investment Advisory firm - (5/30/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2024 Terminated)

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Contact information

Main Address

2400 Lakeview Pkwy Suite 675, Alpharetta, GA 30009

Mailing Address

Phone number

(404) 889-8919

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

POWER WEALTH MANAGEMENT - FIRM BROCHURE - PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	635
AUM (Assets Under Management)	$ 381,356,108

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ian J. Rivero

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Joseph Rivero's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALAMOS WEALTH MANAGEMENT LLC

BAKERAVENUE

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

POWER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/7/2011

Series 63

Date: 1/13/2011

SIE

Date: 1/23/2015

Series 7

Date: 11/15/2010

Current Firm

POWER WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POWER WEALTH MANAGEMENT

TRUST BUT VERIFY

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