Shana M. Forand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shana Marie Forand was a registered financial professional .
Shana is a previously registered financial professional and started their career in finance in 2011. Shana had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2017 - April 12, 2017
FOX CHASE CAPITAL PARTNERS, LLC
June 14, 2011 - November 12, 2014
WHITAKER SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
FOX CHASE CAPITAL PARTNERS, LLC
CRD#: 104087 / SEC#: , 8-52624
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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