Roderick K. Major
Professional summary
Roderick Kirk Major, who also goes by Rod Major, is a registered financial professional currently at BMO NESBITT BURNS SECURITIES LTD. .
Roderick is registered as a RR (Registered Representative) and started their career in finance in 2010. Roderick has worked at 1 firm and has passed the Series 63, SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roderick Kirk Major's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2010 - Present
BMO NESBITT BURNS SECURITIES LTD.
Office #1: 2183 Queen Street East, Toronto, M4E 1E5State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2014)
(1/1/2010)
(9/24/2015)
(3/13/2013)
(11/2/2015)
(10/27/2025)
(6/28/2021)
Exams
Series 37
Date: 12/20/2009
Canada Module of the General Securities Registered Representative (With Options Questions)FINRA
Current Firm
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057 / SEC#: , 8-50538
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO NESBITT BURNS INC. | PARENT OF BMO NESBITT BURNS SECURITIES LTD. | |
| BROWN, WILLIAM A L | DIRECTOR | 3144046 |
| FERMAN, BRUCE AARON | CHAIRMAN OF THE BOARD | 6304645 |
| GIGLIOTTI, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 3063688 |
| LAKE, STEPHANIE ANN | DIRECTOR | 5845009 |
| NARINE, IAN KENNETH | CHIEF FINANCIAL OFFICER | 7570073 |
| PERSAUD, DEVANAND NMN | PRESIDENT | 4779881 |
| RIGANTE, MAURO | DIRECTOR | 8124545 |
Disclosures
| Regulatory Event | 1 |
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