Francis K. Chung
Professional summary
Francis Kil Chung is a registered financial professional currently at ONECHRONOS located in New York, New York.
Francis is registered as a RR (Registered Representative) and started their career in finance in 2009. Francis has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 44 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Kil Chung's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2024 - Present
ONECHRONOS
Office #1: 64 Wooster Street 4th Floor, New York, NY, 10012July 20, 2020 - November 29, 2023
CARTA CAPITAL MARKETS, LLC
September 17, 2013 - November 5, 2019
IEX SERVICES LLC
July 21, 2009 - September 12, 2011
OPTIVER US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 44
Date: 8/26/2009
PCX Market Maker ExamFINRA
Current Firm
ONECHRONOS
CRD#: 286322 / SEC#: , 8-69882
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OCX GROUP INC | SOLE MEMBER | |
| DAN, BERNARD WILLIAM | CEO | 2421761 |
| JOHNSON, STEPHEN DAVID | VICE PRESIDENT | 6766611 |
| LITTLEPAGE, KELLY C | VICE PRESIDENT | 5557711 |
| RIP, OLGA | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5440553 |
| SCHRETZMAN, ADITI CHAWLA | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 5162824 |
| SUTH, RICHARD JR | VICE PRESIDENT | 2164733 |
Red Flags
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