David T. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Thomas Turner, who also goes by Turner, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2009. David had worked at 6 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2013 - July 1, 2013
GRAND FINANCIAL, INC.
August 30, 2010 - June 1, 2011
RED RIVER SECURITIES, LLC
April 20, 2010 - July 27, 2010
MPG FINANCIAL, LLC
January 6, 2010 - February 19, 2010
EURO AMERICAN CAPITAL CORPORATION
December 15, 2009 - January 25, 2010
AMEREST SECURITIES, INC.
July 22, 2009 - November 24, 2009
TEXAS E&P PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRAND FINANCIAL, INC.
CRD#: 19571 / SEC#: , 8-37928
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
