Christine A. Celaya
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine A Celaya, CFP®, who also goes by Chrissy Ann Celaya, Christine Ann Celaya, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2011. Christine had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2017 - April 25, 2025
BETTERMENT
September 22, 2014 - August 19, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 2014 - August 19, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 1, 2011 - July 12, 2013
USAA FINANCIAL PLANNING SERVICES
August 2, 2011 - July 12, 2013
USAA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
BETTERMENT
CRD#: 149117 / SEC#: 801-70171
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BETTERMENT
CRD#: 149117 / SEC#: 801-70171
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,200,673 |
| AUM (Assets Under Management) | $ 56,368,684,129 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 10/18/2024 | ||
| 12/08/2023 | ||
| 04/26/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
