Enoch C. Morris
Professional summary
Enoch Carter Morris IV, AIF®, who also goes by Carter Morris, Enoch Carter Morris, is a registered financial advisor currently at ATTICUS WEALTH MANAGEMENT located in Gainesville, Georgia.
Enoch is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Enoch has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Enoch Carter Morris IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2018 - Present
ATTICUS WEALTH MANAGEMENT
September 15, 2016 - May 15, 2019
ATTICUS ASSET MANAGEMENT, LLC
January 26, 2012 - September 16, 2016
SPC
January 26, 2012 - September 16, 2016
PARKLAND SECURITIES, LLC
August 25, 2010 - February 1, 2012
NEW ENGLAND SECURITIES
June 18, 2010 - February 1, 2012
NEW ENGLAND SECURITIES
October 12, 2009 - June 22, 2010
EQUITABLE ADVISORS, LLC
August 26, 2009 - June 22, 2010
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
ATTICUS WEALTH MANAGEMENT
CRD#: 296949 / SEC#: 801-113424
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/26/2018)
(6/29/2018)
Exams
Current Firm
ATTICUS WEALTH MANAGEMENT
CRD#: 296949 / SEC#: 801-113424
Contact information
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 748 |
| AUM (Assets Under Management) | $ 447,497,119 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/26/2022 |
Red Flags
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