Monica C. Blocker
Professional summary
Monica C Blocker, who also goes by Monica C Miernicka, Monica C Miernicka, is a registered financial professional currently at HOULIHAN CAPITAL, LLC located in Chicago, Illinois.
Monica is registered as a RR (Registered Representative) and started their career in finance in 2010. Monica has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Monica C Blocker's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2016 - Present
HOULIHAN CAPITAL, LLC
Office #1: 200 W. Madison Street, Suite 2150, Chicago, IL 60606August 21, 2014 - May 20, 2016
GENEVA ADVISORS, LLC
June 23, 2014 - May 20, 2016
GNV ADVISORS, LLC
September 1, 2011 - June 6, 2014
NUVEEN ASSET MANAGEMENT, LLC
January 5, 2011 - September 1, 2011
NUVEEN FUND ADVISORS, LLC
January 5, 2011 - June 4, 2014
NUVEEN SECURITIES, LLC
October 11, 2010 - December 16, 2010
MORGAN STANLEY
July 28, 2010 - December 16, 2010
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2016)
Exams
FINRA
Current Firm
HOULIHAN CAPITAL, LLC
CRD#: 156028 / SEC#: , 8-68762
Contact information
FINRA licenses (10 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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