Hunting Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hunting Davis III, who also goes by Hunting Davis, was a registered financial professional .
Hunting is a previously registered financial professional and started their career in finance in 2009. Hunting had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2018 - August 29, 2018
SPIRE WEALTH MANAGEMENT, LLC
April 5, 2018 - August 29, 2018
SPIRE SECURITIES, LLC
July 13, 2016 - February 1, 2018
RAYMOND JAMES & ASSOCIATES, INC.
May 11, 2016 - February 1, 2018
RAYMOND JAMES & ASSOCIATES, INC.
June 22, 2011 - August 5, 2013
CREDIT SUISSE SECURITIES (USA) LLC
December 8, 2009 - August 5, 2013
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPIRE WEALTH MANAGEMENT, LLC
CRD#: 113908 / SEC#: 801-60468
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,808 |
| AUM (Assets Under Management) | $ 4,617,171,037 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
