CH
Christy N. Hill
BARRETT & COMPANY
Providence, RI 02903
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CRD#: 5689148
CH
Professional summary
Christy Noel Hill, who also goes by Christy N Hill, Christy Noel Robert, is a registered financial professional currently at BARRETT & COMPANY located in Providence, Rhode Island.
Christy is registered as a RR (Registered Representative) and started their career in finance in 2009. Christy has worked at 1 firm and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Christy N Hill | Christy Noel Robert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christy Noel Hill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 18, 2009 - Present
BARRETT & COMPANY
Office #1: 42 Weybosset Street, Providence, RI 02903Office #2: 42 Weybosset St, Providence, RI 02903RIA
BD
CRD#: 1175
Providence, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BARRETT & COMPANY
BARRETT & COMPANY | THE FOUR SQUARE METHOD | SAVILLE, WILSON G. | BARRETT & COMPANY, INC.
CRD#: 1175 / SEC#: 801-110786, 8-44856
RIA
Registered Investment Advisory firm - SEC (7/17/2017 Approved)Rhode Island
Registered Investment Advisory firm - SEC (7/22/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Rhode Island(1/21/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/9/2011
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BARRETT & COMPANY
BARRETT & COMPANY | THE FOUR SQUARE METHOD | SAVILLE, WILSON G. | BARRETT & COMPANY, INC.
CRD#: 1175 / SEC#: 801-110786, 8-44856
RIA
Registered Investment Advisory firm - SEC (7/17/2017 Approved)Rhode Island
Registered Investment Advisory firm - SEC (7/22/2017 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
42 Weybosset St, Providence, RI 02903-2855
Mailing Address
The Wilcox Building 42 Weybosset Street, Providence, RI 02903
Phone number
(401) 351-1000
Established
Rhode Island since 01/01/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9
SEC notice filing (14 States and Territories)
FINRA licenses (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAVILLE, WILSON GORDON II | PRESIDENT,SECRETARY,CHIEF COMPLIANCE OFFICER, & CHIEF FINANCIAL OFFICER | 1406756 |
Regulatory assets under management
| Total Number of Accounts | 1,040 |
| AUM (Assets Under Management) | $ 453,480,963 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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Company Information
BARRETT & COMPANY
CRD#: 1175Providence, RI 02903TRUST BUT VERIFY
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