William H. Lewis

W.H. LEWIS FINANCIAL.

Eugene, OR

Some features on this profile are disabled

CRD#: 5688108

Professional summary

William H. Lewis III, CFP®, who also goes by William Hobart Lewis III, William Hobart Lewis, is a registered financial advisor currently at W.H. LEWIS FINANCIAL, LLC. located in Eugene, Oregon.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. William has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Hobart Lewis Iii | William Hobart Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The name of the other business; Lebanon Community School District 9 Whether the business is investment-related; No The address of the other business; 485 South 5th Street, Lebanon, OR 97355 The nature of the other business; Education Title, or relationship with the other business; Chief Operations Officer The start date of your relationship; 07/2023 The approximate number of hours/month you devote to the other business; 200 The number of hours you devote to the other business during securities trading hours; 0 Briefly describe your duties relating to the other business; Lead K-12 School District Operations

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William H. Lewis III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

February 28, 2025 - Present

W.H. LEWIS FINANCIAL, LLC.

RIA

CRD#: 282122

Eugene, OR

Past

March 22, 2016 - December 31, 2024

W.H. LEWIS FINANCIAL, LLC.

RIA

CRD#: 282122

EUGENE, OR

Past

October 1, 2009 - December 31, 2013

W.H. LEWIS FINANCIAL, LLC

RIA

CRD#: 150845

EUGENE, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(2/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2008

Uniform Investment Adviser Law Examination

Current Firm

W.H. LEWIS FINANCIAL, LLC.

CRD#: 282122 / SEC#:

Oregon

Registered Investment Advisory firm - (2/25/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Eugene, OR

Mailing Address

Phone number

(541) 870-0389

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 540,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William H. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William H. Lewis III's CRS (Customer Relationship Summary).

Certified licenses

Experience

W.H. LEWIS FINANCIAL, LLC.

W.H. LEWIS FINANCIAL, LLC.

W.H. LEWIS FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2008

Current Firm

W.H. LEWIS FINANCIAL, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

W.H. LEWIS FINANCIAL, LLC.

TRUST BUT VERIFY

Similar Advisors