Amy L. Walley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amy Lynn Walley, who also goes by Amy Lynn Kirch, was a registered financial professional .
Amy is a previously registered financial professional and started their career in finance in 2009. Amy had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2021 - October 6, 2022
AOG WEALTH MANAGEMENT
May 21, 2021 - July 29, 2021
BEACON POINTE ADVISORS, LLC
December 13, 2011 - April 21, 2021
D.R. SAUR FINANCIAL, INC.
October 16, 2009 - January 20, 2012
FCA CORP
State Registrations and Notice Filings
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Current Firm
AOG WEALTH MANAGEMENT
CRD#: 159026 / SEC#: 801-77736
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
