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Benjamin Cory Treece

UNITY FINANCIAL PLANNING GROUP
KENNESAW, GA
·CRD# 5687784·16 years experience

Professional Summary

Benjamin Cory Treece, who also goes by Ben Cory Treece, Benjamin C Treece, is a registered financial advisor currently at UNITY FINANCIAL PLANNING GROUP LLC located in Kennesaw, Georgia. Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Benjamin has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ben Cory Treece, Benjamin C Treece

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

UNITY FINANCIAL PLANNING GROUP LLC·CRD# 333889
RIA
1275 Shiloh Rd Nw Suite 2730, Kennesaw, GA 30144
November 25, 2025 - Present
SB ADVISORY, LLC·CRD# 154680
RIA
Indianapolis, IN
April 14, 2021 - December 2, 2025
SAN BLAS SECURITIES LLC·CRD# 290605
BD
Chicago, IL
April 14, 2021 - November 28, 2025
TREECE INVESTMENT ADVISORY CORP·CRD# 110449
RIA
Toledo, OH
September 3, 2010 - May 17, 2021
TREECE FINANCIAL SERVICES CORP.·CRD# 23296
BD
Toledo, OH
May 21, 2010 - May 14, 2021

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Current Firm

UF
UNITY FINANCIAL PLANNING GROUP LLC

BENEFICIARY WEALTH MANAGEMENT | UNITY FINANCIAL PLANNING GROUP LLC

CRD#: 333889
Georgia
Registered Investment Advisory firm - Georgia (1/2/2025 Approved)
Indiana
Registered Investment Advisory firm - Indiana (10/14/2025 Approved)
Kansas
Registered Investment Advisory firm - Kansas (5/1/2026 Approved)
Michigan
Registered Investment Advisory firm - Michigan (10/15/2025 Approved)
Ohio
Registered Investment Advisory firm - Ohio (9/30/2025 Approved)

Contact Information

Main Address

1275 Shiloh Rd Nw Suite 2730, Kennesaw, GA 30144

Phone Number

(470) 457-6385

# of Employees

6

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

433

AUM (Assets Under Management)

$71,023,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WATERSIDE SYLVANIA LLC, NOT INVESTMENT RELATED, SINCE 09/2015, PARTNER, LAND HOLDING COMPANY, DEVOTE LESS THAN 5HRS /WK TO THIS ACTIVITY.. 2) PICKLE JAR FINANCE; TOLEDO,OH; NOT INVESTMENT-RELATED; SINCE 12/2018; WRITER; INFORMATIONAL NEWS LETTER; DUTIES: PRODUCE CONTENT; DEVOTE 5 HRS./WEEK TO THIS ACTIVITY. 3.)DOUGLAS ALLEN ASSOCIATES, LLC, OWNER, OFFICE SUPPLY AND STAFFING COMPANY, NOT INVESTMENT RELATED, NO ADDITIONAL COMPENSATION (ALL COMPENSATION THROUGH DOUGLAS ALLEN IS A RESULT OF TIAC OR TFSC). 4.) N731PC LLC, OWNER, OWNS AND MAINTAINS AN AIRCRAFT, NOT INVESTMENT RLEATED, NO ADDITIONAL COMPENSATION. 5.) SB ADVISORY, INVESTMENT ADVISOR, INVESTMENT RELATED, COMPENSATED 1099 FOR INVESTMENT ADVISORY SERVICES, DEVOTE 40+ HOURS/WEEK 6.) TREECE INVESTMENTS LLC: INVESTMENT RELATED, MANAGING MEMBER, DBA (TREECE INVESTMENTS PORTFOLIO MANAGEMENT AND BUSINESS CONSULTING) FOR MARKETING BROKERAGE AND ADVISORY SERVICES OFFERED THROUGH SAN BLAS SECURITIES AND SB ADVISORY, COMPENSATED VIA REVENUE GENERATED FROM BROKERAGE AND ADVISORY SERVICES, 40+ HOURS/WEEK 7) THE GOFOLIO, not investment related, business is not an LLC presently with an address or defined ownership, software solution for statistical analysis, consultant, no affiliation with other business, start date 1/24/2024, 10 hours/mo and less than 1 hour per week during trading hours, work with software developer to make introductions to institutional entities that may have an interest in the product.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Georgia
(12/12/2025)
IAR
Indiana
(11/25/2025)
IAR
Michigan
(11/25/2025)
IAR
Ohio
(11/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2010About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2010About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2011About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Mar 2011About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Cory Treece's CRS (Customer Relationship Summary).

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