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SP

Steven M. Pitchford

TOWERPOINT WEALTH
Sacramento, CA 95814
Some features on this profile are disabled
CRD#: 5687306
SP

Professional summary

Steven Michael Pitchford, CFP®, who also goes by Steven Pitchford, is a registered financial advisor currently at TOWERPOINT WEALTH, LLC located in Sacramento, California.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Steven has worked at 3 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Steven Pitchford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Michael Pitchford's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 10, 2018 - Present

TOWERPOINT WEALTH, LLC

Office #1: 500 Capitol Mall Suite 2350, Sacramento, CA 95814
RIA
CRD#: 288593
Sacramento, CA
Past

September 14, 2015 - February 27, 2017

B|O|S

RIA
CRD#: 110496
SAN FRANCISCO, CA
Past

July 15, 2014 - September 3, 2015

LNW

RIA
CRD#: 107341
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TOWERPOINT WEALTH, LLC
CASPIAN ADVISORS, LLC | TOWERPOINT WEALTH, LLC

CRD#: 288593 / SEC#: 801-110596

RIA
Registered Investment Advisory firm - (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/10/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/15/2014
Uniform Investment Adviser Law Examination

Current Firm

TW
TOWERPOINT WEALTH, LLC
CASPIAN ADVISORS, LLC | TOWERPOINT WEALTH, LLC

CRD#: 288593 / SEC#: 801-110596

RIA
Registered Investment Advisory firm - (5/26/2017 Approved)
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Contact information

Main Address
500 Capitol Mall Suite 2060, Sacramento, CA 95814
Mailing Address
Phone number
(916) 405-9140
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR TOWERPOINT WEALTH, LLC (3/12/2025)

Regulatory assets under management

Total Number of Accounts1,390
AUM (Assets Under Management)$ 470,002,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOWERPOINT WEALTH, LLC

CRD#: 288593Sacramento, CA 95814

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