Daniel P. Parkinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Peter Parkinson, who also goes by Danny Peter Parkinson, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2011. Daniel had worked at 3 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2015 - February 10, 2022
CLASS VI SECURITIES, LLC
June 26, 2014 - February 27, 2015
KPMG CORPORATE FINANCE LLC
November 8, 2011 - July 2, 2014
ST. CHARLES CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/17/2014
Corporate Securities Limited Representative ExaminationCurrent Firm
CLASS VI SECURITIES, LLC
CRD#: 148772 / SEC#: , 8-68068
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAU HANA INVESTMENTS, LLC | MEMBER | |
| THE SILVERCLOUD COMPANIES, INC | MEMBER | |
| DESCANSO ROAD, LLC | MINORITY MEMBER | |
| GIBSON, ZACHARY E | MANAGING DIRECTOR | 5424913 |
| KRAMERICA INDUSTRIES, LLC | MINORITY MEMBER | |
| LOONSTRUCK, LLC | MINORITY MEMBER | |
| MDBHBC INVESTMENTS, LLC | MINORITY MEMBER | |
| TOLSON, DAVID CHILLINGWORTH JR | MANAGER | 5626792 |
| YOUNGER, CHRISTOPHER JON | MANAGER, CHIEF COMPLIANCE OFFICER | 5626789 |
| ZINNIA STREET, LLC | MINORITY MEMBER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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