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Thomas Kenneth Baldwin

Thomas K. Baldwin

FISCHER FINANCIAL SERVICES
Harrisburg, PA 17110
Some features on this profile are disabled
CRD#: 5687092
Thomas Kenneth Baldwin

Professional summary

Thomas Kenneth Baldwin, CFP®, who also goes by Tom Baldwin, is a registered financial advisor currently at FISCHER FINANCIAL SERVICES INC located in Harrisburg, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Thomas has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tom Baldwin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Kenneth Baldwin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

June 24, 2009 - Present

FISCHER FINANCIAL SERVICES INC

Office #1: 4431 North Front Street Suite 105, Harrisburg, PA 17110
RIA
CRD#: 104616
Harrisburg, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FISCHER FINANCIAL SERVICES INC
FISCHER FINANCIAL SERVICES INC

CRD#: 104616 / SEC#: 801-31434

RIA
Registered Investment Advisory firm - (3/10/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(6/24/2009)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/14/2009
Uniform Investment Adviser Law Examination

Current Firm

FF
FISCHER FINANCIAL SERVICES INC
FISCHER FINANCIAL SERVICES INC

CRD#: 104616 / SEC#: 801-31434

RIA
Registered Investment Advisory firm - (3/10/1988 Approved)
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Contact information

Main Address
4431 North Front Street Suite 105, Harrisburg, PA 17110
Mailing Address
Phone number
(717) 233-8901
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FISCHER FINANCIAL SERVICES INC. FORM ADV, PART 2A (2/27/2025)

Regulatory assets under management

Total Number of Accounts1,141
AUM (Assets Under Management)$ 564,582,516

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FISCHER FINANCIAL SERVICES INC

CRD#: 104616Harrisburg, PA 17110

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