Yong U. Son
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yong Un Son, who also goes by Dan Un Son, Daniel Un Son, was a registered financial professional .
Yong is a previously registered financial professional and started their career in finance in 2009. Yong had worked at 5 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2017 - March 13, 2020
PHARUS SECURITIES, LLC
June 7, 2013 - August 5, 2016
DRAKE STAR SECURITIES LLC
August 15, 2012 - April 23, 2013
SFI CAPITAL GROUP, LLC
October 27, 2009 - September 12, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - September 12, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 6, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PHARUS SECURITIES, LLC
CRD#: 148002 / SEC#: , 8-67948
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
