Charles A. Johnson

STRATEGIC PORTFOLIO SOLUTIONS

Dallas, TX 75252

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CRD#: 5686669

Professional summary

Charles Ashley Johnson, who also goes by Charlie Johnson, is a registered financial advisor currently at STRATEGIC PORTFOLIO SOLUTIONS, LLC located in Dallas, Texas.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Charles has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charlie Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Ashley Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2024 - Present

STRATEGIC PORTFOLIO SOLUTIONS, LLC

Office #1: 17304 Preston Road Suite 125, Dallas, TX 75252

RIA

CRD#: 156374

Dallas, TX

Past

April 6, 2013 - August 5, 2024

HOLLAND INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 159060

NORTH RICHLAND HILLS, TX

Past

November 3, 2011 - January 24, 2013

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

WEST PALM BEACH, FL

Past

November 2, 2011 - January 24, 2013

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

WEST PALM BEACH, FL

Past

October 27, 2009 - October 6, 2011

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

WEST PALM BEACH, FL

Past

September 3, 2009 - October 6, 2011

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

WEST PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC PORTFOLIO SOLUTIONS, LLC

CRD#: 156374 / SEC#: 801-131029

RIA

Registered Investment Advisory firm - (8/30/2024 Approved)

Arizona

Registered Investment Advisory firm - (9/3/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (9/17/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (9/19/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/3/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/23/2024)

IAR

Texas
(8/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/19/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/2/2009

General Securities Representative Examination

Current Firm

STRATEGIC PORTFOLIO SOLUTIONS, LLC

CRD#: 156374 / SEC#: 801-131029

RIA

Registered Investment Advisory firm - (8/30/2024 Approved)

Arizona

Registered Investment Advisory firm - (9/3/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (9/17/2024 Terminated)

North Carolina

Registered Investment Advisory firm - (9/19/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/3/2024 Terminated)

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Contact information

Main Address

17304 Preston Road Suite 125, Dallas, TX 75252

Mailing Address

17304 Preston Road Suite 125, Dallas, TX 75252

Phone number

(214) 446-4910

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (4/15/2025)

Regulatory assets under management

Total Number of Accounts	355
AUM (Assets Under Management)	$ 112,019,091

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles A. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Ashley Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC PORTFOLIO SOLUTIONS, LLC

HOLLAND INVESTMENT MANAGEMENT, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

STRATEGIC PORTFOLIO SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/19/2009

Series 7

Date: 9/2/2009

Current Firm

STRATEGIC PORTFOLIO SOLUTIONS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC PORTFOLIO SOLUTIONS, LLC

TRUST BUT VERIFY

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