Christopher J. Giusti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Giusti was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2010. Christopher had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 3 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2022 - July 6, 2026
DASH FINANCIAL TECHNOLOGIES LLC
November 2, 2020 - March 17, 2022
TULLETT PREBON FINANCIAL SERVICES LLC
January 7, 2019 - October 6, 2020
BGC FINANCIAL, L.P.
September 24, 2012 - January 7, 2015
NEWEDGE USA, LLC
July 14, 2011 - May 31, 2012
TOUSSAINT CAPITAL PARTNERS, LLC
August 13, 2010 - August 20, 2010
BGC FINANCIAL, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/7/2019
General Securities Representative ExaminationSeries 55
Date: 12/10/2014
Limited Representative-Equity Trader ExamCurrent Firm
DASH FINANCIAL TECHNOLOGIES LLC
CRD#: 104031 / SEC#: , 8-52503
Contact information
FINRA licenses (26 States and Territories)
Documents
Disclosures
| Regulatory Event | 68 |
Red Flags
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