Tyson R. Pettitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tyson Rudolph Pettitt, who also goes by Tyson R Pettitt, was a registered financial professional .
Tyson is a previously registered financial professional and started their career in finance in 2009. Tyson had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2020 - November 15, 2024
BERGER FINANCIAL GROUP
July 31, 2020 - October 20, 2022
PURSHE KAPLAN STERLING INVESTMENTS
November 6, 2018 - August 28, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 6, 2018 - August 28, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 15, 2016 - November 10, 2017
NATIONAL PLANNING CORPORATION
February 27, 2016 - November 10, 2017
SII INVESTMENTS, INC.
February 27, 2016 - November 10, 2017
NATIONAL PLANNING CORPORATION
February 27, 2016 - November 10, 2017
INVESTMENT CENTERS OF AMERICA, INC.
February 27, 2016 - November 10, 2017
INVEST FINANCIAL CORPORATION
November 12, 2013 - September 15, 2015
F-SQUARED INVESTMENTS, INC
July 15, 2009 - May 10, 2011
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
BERGER FINANCIAL GROUP
CRD#: 308174 / SEC#: 801-118923
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BERGER FINANCIAL GROUP
CRD#: 308174 / SEC#: 801-118923
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,333 |
| AUM (Assets Under Management) | $ 2,500,753,183 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
