Bradley R. Roth

MCDOWELL ASSOCIATES INVESTMENTS, LP

Greensburg, PA 15601

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CRD#: 5686432

Professional summary

Bradley R Roth, CFP® is a registered financial advisor currently at MCDOWELL ASSOCIATES INVESTMENTS, LP located in Greensburg, Pennsylvania and THOR FINANCIAL TECHNOLOGIES located in Greensburg, Pennsylvania.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Bradley has worked at 5 firms and has passed the Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley R Roth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 20, 2013 - Present

MCDOWELL ASSOCIATES INVESTMENTS, LP

Office #1: 327 W. Pittsburgh Street, Greensburg, PA 15601

RIA

CRD#: 167710

Greensburg, PA

Current

September 17, 2020 - Present

THOR FINANCIAL TECHNOLOGIES

Office #1: 327 W. Pittsburgh St., Greensburg, PA 15601

RIA

CRD#: 310362

Greensburg, PA

Current

November 24, 2025 - Present

UX WEALTH PARTNERS LLC

Office #1: 327 W. Pittsburgh Street, Greensburg, PA 15601

RIA

CRD#: 308983

Greensburg, PA

Past

June 12, 2012 - February 20, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GREENSBURG, PA

Past

June 12, 2012 - February 20, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GREENSBURG, PA

Past

September 27, 2011 - May 7, 2012

BILL FEW SECURITIES, INC.

CRD#: 41917

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UX WEALTH PARTNERS LLC

ROBERTS WEALTH MANAGEMENT | UX WEALTH PARTNERS LLC

CRD#: 308983 / SEC#: 801-118833

RIA

Registered Investment Advisory firm - (5/29/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/20/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 5/23/2019

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/26/2011

General Securities Representative Examination

Current Firm

UX WEALTH PARTNERS LLC

ROBERTS WEALTH MANAGEMENT | UX WEALTH PARTNERS LLC

CRD#: 308983 / SEC#: 801-118833

RIA

Registered Investment Advisory firm - (5/29/2020 Approved)

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Contact information

Main Address

7200 S Alton Way Suite A-250, Centennial, CO 80112

Mailing Address

Phone number

(720) 797-8357

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UX WEALTH FORM ADV 2A BROCHURE (11/24/2025)

Regulatory assets under management

Total Number of Accounts	14,091
AUM (Assets Under Management)	$ 2,056,920,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley R. Roth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley R Roth's CRS (Customer Relationship Summary).

Certified licenses

Experience

THOR FINANCIAL TECHNOLOGIES

UX WEALTH PARTNERS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BILL FEW SECURITIES, INC.

Primary Firm SEC Registration

UX WEALTH PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2011

Series 3

Date: 5/23/2019

Series 7

Date: 9/26/2011

Current Firm

UX WEALTH PARTNERS LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UX WEALTH PARTNERS LLC

TRUST BUT VERIFY

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