AL
Aaron J. Lassanske
SVB WEALTH
Boston, MA 02109
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CRD#: 5685918
AL
Professional summary
Aaron John Lassanske is a registered financial advisor currently at SVB WEALTH located in Boston, Massachusetts and FIRST CITIZENS ASSET MANAGEMENT, INC located in Boston, Massachusetts.
Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Aaron has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
First Citizens Asset Management 53 State St., Boston, MA 02109; Portfolio Strategist; duties are meeting with existing and prospective clients to discuss our full range of investment capabilities;16 hrs/month; begin 3/21/2024; investment related; no compensation SVB Wealth; 53 State St. Boston, MA 02109; Portfolio Strategist; duties are meeting with existing and prospective clients to discuss our full range of investment capabilities;16 hrs/month; begin 3/21/2024; investment related; no compensation
CRS (Client Relationship Summary) - RIA
Click below to view Aaron John Lassanske's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2024 - Present
SVB WEALTH
Office #1: 53 State Street, Boston, MA 02109RIA
CRD#: 172832
Boston, MA
Current
April 16, 2024 - Present
FIRST CITIZENS ASSET MANAGEMENT, INC
Office #1: 53 State Street, Boston, MA 02109RIA
CRD#: 140777
Boston, MA
Current
April 16, 2024 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 53 State St 28th Floor, Boston, MA 02109RIA
BD
CRD#: 44430
Boston, MA
Current
March 20, 2024 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 53 State St 28th Floor, Boston, MA 02109RIA
BD
CRD#: 44430
Boston, MA
Past
February 15, 2022 - February 15, 2024
BLACKROCK FINANCIAL MANAGEMENT, INC
RIA
CRD#: 107105
Boston, MA
Past
September 23, 2011 - February 3, 2022
BLACKROCK FINANCIAL MANAGEMENT, INC
RIA
CRD#: 107105
Boston, MA
Past
September 23, 2011 - February 15, 2024
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
BOSTON, MA
Past
April 1, 2010 - August 29, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOSTON, MA
Past
December 7, 2009 - August 29, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
Registered Investment Advisory firm - (10/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(3/20/2024)
IAR
Massachusetts(4/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
Registered Investment Advisory firm - (10/2/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
53 State Street 28th Floor, Boston, MA 02109
Mailing Address
Po Box 27131, Raleigh, NC 27611
Phone number
(617) 223-0200
Established
Firm type
Fiscal year end
# of Employees
85
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,739 |
| AUM (Assets Under Management) | $ 4,983,411,995 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 09/20/2024 | ||
| 10/31/2022 |
Red Flags
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Company Information
SVB WEALTH
CRD#: 172832Boston, MA 02109TRUST BUT VERIFY
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