Patrick T. Mckay

STOKES FAMILY OFFICE LLC

New Orleans, LA 70163

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CRD#: 5685441

Professional summary

Patrick T Mckay, CFP® is a registered financial advisor currently at STOKES FAMILY OFFICE LLC located in New Orleans, Louisiana.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Patrick has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STOKES ASSET MANAGEMENT, LLC INVESTMENT-RELATED 1100 POYDRAS ST, SUITE 2775, NEW ORLEANS, LA 70163 REGISTERED INVESTMENT ADVISER ADVISER MAY 25, 2022 0-5 HOURS PER MONTH 0-5 HOURS DURING TRADING HOURS CLIENT SERVICING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick T Mckay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

April 3, 2020 - Present

STOKES FAMILY OFFICE LLC

Office #1: 1100 Poydras St Ste. 2775, New Orleans, LA 70163

RIA

CRD#: 300899

New Orleans, LA

Past

January 9, 2012 - March 16, 2020

LADENBURG THALMANN ASSET MANAGEMENT INC

RIA

CRD#: 108604

NEW ORLEANS, LA

Past

August 4, 2011 - March 16, 2020

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STOKES FAMILY OFFICE LLC

STOKES FAMILY OFFICE LLC | STOKES INVESTMENT PARTNERS, LLC | STOKES INSTITUTIONAL

CRD#: 300899 / SEC#: 801-115261

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(4/3/2020)

IAR

Texas
(4/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/5/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2011

General Securities Representative Examination

Current Firm

STOKES FAMILY OFFICE LLC

STOKES FAMILY OFFICE LLC | STOKES INVESTMENT PARTNERS, LLC | STOKES INSTITUTIONAL

CRD#: 300899 / SEC#: 801-115261

RIA

Registered Investment Advisory firm - (5/13/2019 Approved)

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Contact information

Main Address

1100 Poydras St Ste. 2775, New Orleans, LA 70163

Mailing Address

Phone number

(504) 399-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-10-20 STOKES FAMILY OFFICE FORM ADV PART 2A (10/20/2025)

Regulatory assets under management

Total Number of Accounts	2,052
AUM (Assets Under Management)	$ 2,475,148,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick T. Mckay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick T Mckay's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOKES FAMILY OFFICE LLC

LADENBURG THALMANN ASSET MANAGEMENT INC

LADENBURG THALMANN & CO. INC.

Primary Firm SEC Registration

STOKES FAMILY OFFICE LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/5/2012

SIE

Date: 10/1/2018

Series 7

Date: 8/3/2011

Current Firm

STOKES FAMILY OFFICE LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STOKES FAMILY OFFICE LLC

TRUST BUT VERIFY

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