Benjamin David Grimsley
Professional Summary
Benjamin David Grimsley, who also goes by Benjamin D Grimsley, is a registered financial advisor currently at CABOT LODGE SECURITIES LLC located in Detroit Lakes, Minnesota. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2010. Benjamin has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Benjamin David Grimsley, Benjamin D Grimsley
Similar Advisors
EAGLE STRATEGIES LLC
HIGHTOWER ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
CETERA INVESTMENT ADVISERS LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
EAGLE STRATEGIES LLC
HIGHTOWER ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
CETERA INVESTMENT ADVISERS LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
EAGLE STRATEGIES LLC
HIGHTOWER ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
CETERA INVESTMENT ADVISERS LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
EAGLE STRATEGIES LLC
HIGHTOWER ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
CETERA INVESTMENT ADVISERS LLC
Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
EAGLE STRATEGIES LLC
HIGHTOWER ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
CETERA INVESTMENT ADVISERS LLC
Current Firm
CABOT LODGE SECURITIES LLC | WENTWORTH CAPITAL MARKETS | PRIME UNITED SECURITIES LLC
Contact Information
Main Address
425 N Martingale Rd Suite 1220, Schaumburg, IL 60173Mailing Address
425 N Martingale Rd Suite 1220, Schaumburg, IL 60173Phone Number
(212) 388-6200Established
Delaware since 10/21/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
2Arbitration
1Similar Advisors
EAGLE STRATEGIES LLC
HIGHTOWER ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
CETERA INVESTMENT ADVISERS LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
EAGLE STRATEGIES LLC
HIGHTOWER ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
CETERA INVESTMENT ADVISERS LLC
State Registrations and Notice Filings
(10/23/2014)
(7/16/2013)
(10/26/2026)
(7/16/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2010About the Series 6 examSRO Registrations
Similar Advisors
EAGLE STRATEGIES LLC
HIGHTOWER ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
CETERA INVESTMENT ADVISERS LLC
CRS (Client Relationship Summary) - BD
Click below to view Benjamin David Grimsley's CRS (Customer Relationship Summary).
Similar Advisors
EAGLE STRATEGIES LLC
HIGHTOWER ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
CETERA INVESTMENT ADVISERS LLC