Benjamin D. Grimsley
Professional summary
Benjamin David Grimsley, who also goes by Benjamin D Grimsley, is a registered financial professional currently at CABOT LODGE SECURITIES LLC located in Detroit Lakes, Minnesota.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2010. Benjamin has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin David Grimsley's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2013 - Present
CABOT LODGE SECURITIES LLC
Office #1: 115 Willow Street West Suite 2d, Detroit Lakes, MN 56501September 1, 2011 - August 7, 2013
ALLIED BEACON PARTNERS, INC.
August 12, 2010 - September 6, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2014)
(7/16/2013)
(7/16/2013)
Exams
FINRA
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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