Troy C. Sorel

SLATESTONE WEALTH LLC

Davie, FL 33324

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CRD#: 5685101

Professional summary

Troy Canner Sorel is a registered financial advisor currently at SLATESTONE WEALTH LLC located in Davie, Florida.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Troy has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Life, Health & Variable Annuities Fl 2-15 License; 2255 Glades Rd, Boca Raton, FL 33431 08/27/2010; UNDER 4 HOURS PER MONTH; NO TIME SPENT DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Canner Sorel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2020 - Present

SLATESTONE WEALTH LLC

Office #1: The 595 Executive Suites 10364 W State Road 84, Davie, FL 33324

RIA

CRD#: 286669

Davie, FL

Past

July 2, 2019 - March 26, 2020

SLATESTONE PRIVATE CLIENT

RIA

CRD#: 304249

JUPITER, FL

Past

February 5, 2014 - June 21, 2019

EMERALD ASSET ADVISORS LLC

RIA

CRD#: 107935

WESTON, FL

Past

August 15, 2012 - January 28, 2014

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

BOCA RATON, FL

Past

August 27, 2010 - January 28, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

BOCA RATON, FL

Past

June 8, 2010 - August 4, 2010

LPL FINANCIAL LLC

CRD#: 6413

PLANTATION, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLATESTONE WEALTH LLC

SLATESTONE PRIVATE CLIENT, LLC | SLATESTONE WEALTH LLC

CRD#: 286669 / SEC#: 801-110003

RIA

Registered Investment Advisory firm - (2/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/4/2025)

IAR

Florida
(1/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/10/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/7/2010

General Securities Representative Examination

Current Firm

SLATESTONE WEALTH LLC

SLATESTONE PRIVATE CLIENT, LLC | SLATESTONE WEALTH LLC

CRD#: 286669 / SEC#: 801-110003

RIA

Registered Investment Advisory firm - (2/24/2017 Approved)

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Contact information

Main Address

661 University Blvd Suite 100, Jupiter, FL 33458

Mailing Address

Phone number

(561) 244-2504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SSW ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,543
AUM (Assets Under Management)	$ 1,653,938,437

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
10/25/2024	Cover Page	Report
01/18/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Troy C. Sorel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Canner Sorel's CRS (Customer Relationship Summary).

Certified licenses

Experience

SLATESTONE PRIVATE CLIENT

EMERALD ASSET ADVISORS LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LPL FINANCIAL LLC

Primary Firm SEC Registration

SLATESTONE WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/10/2012

Series 7

Date: 6/7/2010

Current Firm

SLATESTONE WEALTH LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SLATESTONE WEALTH LLC

TRUST BUT VERIFY

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