KM
Kendall A. Matthews
FIRST COMMAND ADVISORY SERVICES
Columbia, SC 29204
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CRD#: 5684998
KM
Professional summary
Kendall Ann Matthews is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Columbia, South Carolina and FIRST COMMAND BROKERAGE SERVICES, INC. located in Columbia, South Carolina.
Kendall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Kendall has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of the other business: Delta Sigma Pi Business Fraternity ; Whether the business is investment-related: No ; Address of the other business: n/a ; Nature of the other business: Board Membership ; Your position, title, or relationship with the other business: Treasurer ; The start date of your relationship: 12/7/2021 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Collect Dues, make community donations, pay for business events (2)Name of the other business: Squared Away Planning LLC ; Whether the business is investment-related: Yes ; Address of the other business: 4406A Forest Drive, Suite 3 Columbia, SC 29206 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 11/13/2017 ; The approximate number of hours/month you devote to the other business: 12:00:00 AM ; The number of hours you devote to the other business during securities trading hours: 0 ; Briefly describe your duties relating to the other business: LLC was set up to run my advisor practice through as an independent contractor to limit potential personal liability and run all income and expenses related to this position through. (3)Name of the other business: KAMatthews Realty LLC ; Whether the business is investment-related: No ; Address of the other business: 155 Top Forest Drive, Columbia SC 29209 ; Nature of the other business: Real Estate/Rental Property ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 9/22/2022 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Manage my house as an Airbnb property
CRS (Client Relationship Summary) - RIA
Click below to view Kendall Ann Matthews's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 3321 Forest Drive Suite 7, Columbia, SC 29204RIA
CRD#: 281958
Columbia, SC
Current
January 29, 2013 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 3321 Forest Drive Suite 3, Columbia, SC 29204BD
CRD#: 3641
COLUMBIA, SC
Past
March 26, 2013 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
Sumter, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/29/2025)
RR
Colorado(2/8/2022)
RR
Florida(5/11/2021)
RR
Georgia(2/25/2020)
RR
Indiana(11/18/2020)
RR
Mississippi(4/9/2025)
RR
North Carolina(10/13/2017)
RR
Pennsylvania(2/26/2024)
RR
South Carolina(2/5/2013)
IAR
South Carolina(12/15/2015)
RR
Tennessee(6/28/2021)
RR
Texas(5/7/2020)
IAR
Texas(5/11/2020)
RR
Virginia(7/6/2023)
RR
West Virginia(12/17/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/13/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Columbia, SC 29204TRUST BUT VERIFY
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