TH
Tyler S. Hoffmann
CONVERGENCE FINANCIAL
Columbia, MO 65203
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CRD#: 5684883
TH
Professional summary
Tyler Stephen Hoffmann is a registered financial advisor currently at CONVERGENCE FINANCIAL located in Columbia, Missouri and LPL FINANCIAL LLC located in Columbia, Missouri.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Tyler has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 1/20/2021 - Convergence Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/17/2023 - Convergence Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Financial Professional - Start Date - 01/10/2023 - 40 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Convergence Financial, an independent investment advisor firm. I started this business activity in 01/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/29/25 - Convergence Wealth d/b/a for Registered Investment Advisor - Financial Professional. 40 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Convergence Financial, an independent investment advisor firm. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Stephen Hoffmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2021 - Present
CONVERGENCE FINANCIAL
Office #1: 3919 S. Providence Road, Columbia, MO 65203RIA
CRD#: 304146
Columbia, MO
Current
January 20, 2021 - Present
LPL FINANCIAL LLC
Office #1: 3919 S. Providence Road, Columbia, MO 65203RIA
BD
CRD#: 6413
Columbia, MO
Past
January 20, 2021 - January 20, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
February 27, 2018 - January 11, 2021
TD AMERITRADE, INC.
RIA
CRD#: 7870
CHESTERFIELD, MO
Past
February 26, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
COLUMBIA, MO
Past
February 26, 2018 - January 11, 2021
TD AMERITRADE, INC.
BD
CRD#: 7870
CHESTERFIELD, MO
Past
February 3, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
August 18, 2010 - February 26, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
COLUMBIA, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
Registered Investment Advisory firm - (6/3/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/30/2024)
RR
Alaska(8/30/2024)
RR
Arizona(7/22/2022)
RR
Arkansas(3/28/2023)
RR
California(3/28/2023)
RR
Colorado(3/28/2023)
RR
Florida(6/29/2022)
RR
Georgia(4/25/2024)
RR
Idaho(3/28/2023)
RR
Illinois(6/24/2022)
RR
Indiana(8/9/2024)
RR
Iowa(3/28/2023)
RR
Kansas(3/28/2023)
RR
Kentucky(8/23/2024)
RR
Massachusetts(3/28/2023)
RR
Michigan(2/14/2025)
RR
Minnesota(3/28/2023)
RR
Missouri(1/20/2021)
IAR
Missouri(2/3/2021)
RR
Montana(2/2/2024)
RR
Nebraska(4/8/2024)
RR
New Mexico(8/30/2024)
RR
New York(3/28/2023)
RR
North Carolina(10/26/2023)
RR
North Dakota(4/25/2025)
RR
Ohio(8/2/2024)
RR
Oklahoma(3/28/2023)
RR
Oregon(3/28/2023)
RR
Pennsylvania(6/4/2024)
RR
South Carolina(4/8/2024)
RR
South Dakota(3/28/2023)
RR
Tennessee(5/24/2024)
RR
Texas(7/7/2022)
RR
Utah(9/6/2024)
RR
Virginia(3/28/2023)
RR
Washington(8/23/2024)
RR
Wisconsin(3/28/2023)
RR
Wyoming(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
Registered Investment Advisory firm - (6/3/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3919 S. Providence Road, Columbia, MO 65203
Mailing Address
Phone number
(573) 818-2264
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,609 |
| AUM (Assets Under Management) | $ 703,445,900 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONVERGENCE FINANCIAL
CRD#: 304146Columbia, MO 65203TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
