Jason P. Sharpe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Pollard Sharpe, who also goes by Sharpe Jason, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2009. Jason had worked at 4 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2020 - July 21, 2022
DUCENTA SQUARED ASSET MANAGEMENT
June 24, 2016 - July 21, 2020
TORTOISE CREDIT STRATEGIES, LLC
March 10, 2014 - June 21, 2016
BRADFORD & MARZEC, LLC
June 23, 2009 - May 2, 2012
GLEACHER & COMPANY SECURITIES, INC.
Primary Firm SEC Registration
DUCENTA SQUARED ASSET MANAGEMENT
CRD#: 308920 / SEC#: 801-118857
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DUCENTA SQUARED ASSET MANAGEMENT
CRD#: 308920 / SEC#: 801-118857
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 467 |
| AUM (Assets Under Management) | $ 3,168,066,076 |
Red Flags
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