AC
Adrienne M. Cavallaro
VOYA FINANCIAL ADVISORS
Pittsford, NY 14534
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CRD#: 5684210
AC
Professional summary
Adrienne Marie Cavallaro, who also goes by Adrienne Marie Frank, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Pittsford, New York.
Adrienne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Adrienne has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adrienne Marie Frank
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1175 Pittsford Victor Rd, Suite 100; Pittsford; NY; 14534; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/21/2015; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Linden Legacy LLC; No; 140 Selborne Chase; Fairport; NY; 14450; Purchase of a 3-family home as a rental property; Owner; 9/27/2021; 10; 5; Landlord| THE SETON FOUNDATION, INC. POSITION: Board President NATURE: The Seton Foundation supports the academicinitiatives of Seton Catholic School (a private school my kids attend). Board membersmanage the foundation budget and funding allocations to the school to help support strategic initiatives. The foundation's primary funding comes through the annual appeal, which takes place each fall, and a fundraising event known as BLAST. The committee also acts as a sounding board for school administrators, helping to navigate opportunities and challenges as they arise over the course of the school year. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/23/2023 ADDRESS: 165 Rhinecliff Dr, Rochester NY 14618, United States DESCRIPTION: Act as the President of the Board, carrying out the mission of the foundation (described above).
CRS (Client Relationship Summary) - RIA
Click below to view Adrienne Marie Cavallaro's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adrienne Marie Cavallaro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2021 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 1175 Pittsford-victor Rd, Ste 100, Pittsford, NY 14534RIA
BD
CRD#: 2882
Pittsford, NY
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 1175 Pittsford-victor Rd, Ste 100, Pittsford, NY 14534RIA
BD
CRD#: 2882
Pittsford, NY
Past
November 9, 2009 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/19/2021)
RR
New York(1/3/2011)
IAR
New York(5/13/2021)
RR
North Carolina(1/8/2021)
RR
South Carolina(12/20/2023)
RR
Vermont(2/2/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Pittsford, NY 14534TRUST BUT VERIFY
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