Suresh V. Kumar
Professional summary
Suresh V Kumar was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Suresh is a previously registered financial professional and started their career in finance in 2009. Prior to being barred, Suresh had worked at 2 firms, which includes T3 TRADING GROUP LLC, ECHOTRADE LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2019 - April 23, 2020
T3 TRADING GROUP, LLC
September 5, 2013 - October 18, 2019
T3 TRADING GROUP, LLC
October 25, 2011 - September 5, 2013
ECHOTRADE LLC
August 7, 2009 - October 21, 2011
ECHOTRADE LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
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