Himanshu Agrawal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Himanshu Agrawal was a registered financial professional .
Himanshu is a previously registered financial professional and started their career in finance in 2010. Himanshu had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2022 - April 17, 2025
AGM SECURITIES LLC
June 8, 2021 - April 4, 2022
FINALIS SECURITIES LLC
January 10, 2019 - November 20, 2020
AMERICAN DISCOVERY ADVISORS, LLC
June 29, 2016 - February 27, 2017
FIRST BEVERAGE ADVISORS, LLC
May 8, 2012 - April 22, 2016
MOELIS & COMPANY LLC
August 17, 2010 - April 18, 2012
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
AGM SECURITIES LLC
CRD#: 132197 / SEC#: , 8-66568
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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