Mitchell D. Smith

FIRST NEBRASKA FINANCIAL SERVICES

North Platte, NE 69101

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CRD#: 5683757

Professional summary

Mitchell Donovan Smith, AIF® is a registered financial advisor currently at FIRST NEBRASKA FINANCIAL SERVICES located in North Platte, Nebraska and OSAIC WEALTH, INC. located in North Platte, Nebraska.

Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Mitchell has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Donovan Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 13, 2019 - Present

FIRST NEBRASKA FINANCIAL SERVICES

Office #1: 202 W. 2nd St., North Platte, NE 69101

RIA

CRD#: 298667

North Platte, NE

Current

July 11, 2019 - Present

OSAIC WEALTH, INC.

Office #1: 202 W. 2nd St., North Platte, NE 69101

RIA

CRD#: 23131

North Platte, NE

Past

June 29, 2011 - June 3, 2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

CENTENNIAL, CO

Past

April 1, 2010 - April 26, 2011

NATIONAL PLANNING CORPORATION

CRD#: 29604

DENVER, CO

Past

August 3, 2009 - September 4, 2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST NEBRASKA FINANCIAL SERVICES

FIRST NEBRASKA ADVISORY LLC | FIRST NEBRASKA FINANCIAL SERVICES

CRD#: 298667 / SEC#: 801-114691

RIA

Registered Investment Advisory firm - (2/12/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/12/2022)

Arkansas
(1/19/2021)

California
(4/1/2021)

Colorado
(7/11/2019)

IAR

Colorado
(9/13/2019)

Florida
(4/16/2021)

Georgia
(4/16/2021)

Illinois
(12/12/2022)

Iowa
(12/12/2022)

Kansas
(7/15/2020)

Kentucky
(12/12/2022)

Michigan
(1/27/2020)

Minnesota
(10/16/2024)

Mississippi
(1/27/2023)

Montana
(11/8/2023)

Nebraska
(7/11/2019)

IAR

Nebraska
(9/16/2019)

New Mexico
(1/6/2020)

New York
(4/21/2023)

North Carolina
(11/8/2023)

Oregon
(12/8/2021)

South Carolina
(9/16/2021)

Tennessee
(3/5/2024)

IAR

Texas
(9/13/2019)

Texas
(11/5/2019)

Washington
(12/12/2022)

Wisconsin
(8/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/19/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/16/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/31/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST NEBRASKA FINANCIAL SERVICES

FIRST NEBRASKA ADVISORY LLC | FIRST NEBRASKA FINANCIAL SERVICES

CRD#: 298667 / SEC#: 801-114691

RIA

Registered Investment Advisory firm - (2/12/2019 Approved)

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Contact information

Main Address

202 W. 2nd St., North Platte, NE 69101

Mailing Address

P.o. Box 1645, North Platte, NE 69103

Phone number

(308) 534-1322

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-07-22 FIRST NEBRASKA ADVISORY FORM ADV PART 2A (7/22/2025)

Regulatory assets under management

Total Number of Accounts	943
AUM (Assets Under Management)	$ 413,039,001

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mitchell D. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Donovan Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

NATIONAL PLANNING CORPORATION

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

FIRST NEBRASKA FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/19/2019

Series 63

Date: 7/16/2009

SIE

Date: 10/1/2018

Series 7

Date: 9/9/2011

Series 6

Date: 7/31/2009

FINRA

Current Firm

FIRST NEBRASKA FINANCIAL SERVICES

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST NEBRASKA FINANCIAL SERVICES

TRUST BUT VERIFY

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