Mitchell Donovan Smith
AIF®Professional Summary
Mitchell Donovan Smith, AIF® is a registered financial advisor currently at FIRST NEBRASKA FINANCIAL SERVICES located in North Platte, Nebraska and OSAIC WEALTH, INC. located in North Platte, Nebraska. Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Mitchell has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
SOUND INCOME STRATEGIES, LLC
MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MONEY CONCEPTS CAPITAL CORP
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SOUND INCOME STRATEGIES, LLC
MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MONEY CONCEPTS CAPITAL CORP
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SOUND INCOME STRATEGIES, LLC
MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MONEY CONCEPTS CAPITAL CORP
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SOUND INCOME STRATEGIES, LLC
MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MONEY CONCEPTS CAPITAL CORP
Credentials
Years of Experience
17 years in the financial services industry
Current & Past Employments
Similar Advisors
SOUND INCOME STRATEGIES, LLC
MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MONEY CONCEPTS CAPITAL CORP
Current Firm
FIRST NEBRASKA ADVISORY LLC | FIRST NEBRASKA FINANCIAL SERVICES
Contact Information
Main Address
202 W. 2nd St., North Platte, NE 69101Mailing Address
P.o. Box 1645, North Platte, NE 69103Phone Number
(308) 534-1322# of Employees
7SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
976AUM (Assets Under Management)
$457,995,070Similar Advisors
SOUND INCOME STRATEGIES, LLC
MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MONEY CONCEPTS CAPITAL CORP
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
SOUND INCOME STRATEGIES, LLC
MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MONEY CONCEPTS CAPITAL CORP
Primary Firm SEC Registration
FIRST NEBRASKA ADVISORY LLC | FIRST NEBRASKA FINANCIAL SERVICES
State Registrations and Notice Filings
(12/12/2022)
(1/19/2021)
(4/1/2021)
(7/11/2019)
(9/13/2019)
(4/16/2021)
(4/16/2021)
(12/12/2022)
(12/12/2022)
(7/15/2020)
(12/12/2022)
(1/27/2020)
(10/16/2024)
(1/27/2023)
(11/8/2023)
(7/11/2019)
(9/16/2019)
(1/6/2020)
(4/21/2023)
(11/8/2023)
(12/8/2021)
(9/16/2021)
(3/5/2024)
(9/13/2019)
(11/5/2019)
(12/12/2022)
(8/22/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2009About the Series 6 examSRO Registrations
Similar Advisors
SOUND INCOME STRATEGIES, LLC
MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MONEY CONCEPTS CAPITAL CORP
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Donovan Smith's CRS (Customer Relationship Summary).
Similar Advisors
SOUND INCOME STRATEGIES, LLC
MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MONEY CONCEPTS CAPITAL CORP
