Suy Anne R. Martins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suy Anne Reboucas Martins, who also goes by Suy Anne Martins, was a registered financial professional .
Suy Anne is a previously registered financial professional and started their career in finance in 2010. Suy Anne had worked at 3 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2012 - August 7, 2013
BURRILL SECURITIES
March 30, 2011 - September 14, 2012
RODMAN & RENSHAW, LLC
April 30, 2010 - March 18, 2011
WBB SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BURRILL SECURITIES
CRD#: 140221 / SEC#: , 8-67296
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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