Zachary C. Clark

CLARK FINANCIAL PLANNING

Louisville, KY 40241

Some features on this profile are disabled

CRD#: 5683541

Professional summary

Zachary Cole Clark, CFP® is a registered financial advisor currently at CLARK FINANCIAL PLANNING located in Louisville, Kentucky.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Zachary has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Clark has an unpaid volunteer position on the board of Couple to Couple League International, Inc. Board activities are done over 4 weekend meetings a year (averaging 4-6 hours a month). This work includes his unpaid positions as Treasurer and head of the Finance Committee. This time does not overlap with trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Cole Clark's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 2, 2018 - Present

CLARK FINANCIAL PLANNING

Office #1: 9850 Von Allmen Ct. Ste. 201, Louisville, KY 40241

RIA

CRD#: 293283

Louisville, KY

Past

November 23, 2011 - July 10, 2018

COATS FINANCIAL PLANNING

RIA

CRD#: 122135

LOUISVILLE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(5/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/2011

Uniform Investment Adviser Law Examination

Current Firm

CLARK FINANCIAL PLANNING

CLARK FINANCIAL PLANNING | CLARK FP | CLARK FINANCIAL PLANNING, LLC

CRD#: 293283 / SEC#:

Kentucky

Registered Investment Advisory firm - (5/2/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9850 Von Allmen Ct. Ste. 201, Louisville, KY 40241

Mailing Address

Phone number

(502) 276-9237

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Trystan Downey

CERITY PARTNERS LLC

IAR

LOUISVILLE, KY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Zachary C. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Cole Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARK FINANCIAL PLANNING

COATS FINANCIAL PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2011

Current Firm

CLARK FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

CLARK FINANCIAL PLANNING

TRUST BUT VERIFY

Similar Advisors