Mark W. Cassidy
Professional summary
Mark William Cassidy, who also goes by Mark W Cassidy, is a registered financial advisor currently at PROSPERIANT WEALTH MANAGEMENT, LLC located in Westfield, New Jersey.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Mark has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark William Cassidy's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2023 - Present
PROSPERIANT WEALTH MANAGEMENT, LLC
May 3, 2019 - November 13, 2023
LAIDLAW WEALTH MANAGEMENT LLC
May 3, 2019 - November 13, 2023
LAIDLAW & COMPANY (UK) LTD.
November 15, 2012 - May 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 15, 2012 - May 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 5, 2011 - November 20, 2012
MORGAN STANLEY
August 4, 2011 - November 20, 2012
MORGAN STANLEY
July 23, 2009 - June 10, 2011
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/16/2023)
Exams
Current Firm
PROSPERIANT WEALTH MANAGEMENT, LLC
CRD#: 326731 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 109 |
| AUM (Assets Under Management) | $ 50,000,000 |
Red Flags
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