Michael H. Cheung

CAERUS INVESTMENT ADVISORS

West Lake Hills, TX

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CRD#: 5683262

Professional summary

Michael Hoi-ming Cheung is a registered financial advisor currently at CAERUS INVESTMENT ADVISORS, LLC located in West Lake Hills, Texas and DISHMI CAPITAL, LLC located in South Pasadena, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Michael has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the Business: S3 Ventures, LLC Investment-Related Address: 221 Kearny, 5th Floor San Francisco, California 94108 Nature of the Business: Holding Company for Angel Investments Title: Managing Member Start Date of the Business: 2/7/2012 Approximate Hours: 2 hrs/month Name of the Business: TVC 657 Natoma, LLC Investment-Related Address: 221 Kearny, 5th Floor San Francisco, California 94108 Nature of the Business: Holding Company for a real estate property Title: Managing Member Start Date of the Business: 3/27/2012 Approximate Hours: 2 hrs/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Hoi-ming Cheung's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2014 - Present

CAERUS INVESTMENT ADVISORS, LLC

RIA

CRD#: 171716

West Lake Hills, TX

Current

June 10, 2025 - Present

DISHMI CAPITAL, LLC

Office #1: 825 Bank Street, South Pasadena, CA 91030

RIA

CRD#: 336392

SOUTH PASADENA, CA

Past

September 3, 2010 - September 30, 2014

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

SAN FRANCISCO, CA

Past

August 19, 2010 - September 30, 2014

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAERUS INVESTMENT ADVISORS, LLC

CRD#: 171716 / SEC#: 801-110401

RIA

Registered Investment Advisory firm - (4/13/2017 Approved)

California

Registered Investment Advisory firm - (5/24/2017 Terminated)

New York

Registered Investment Advisory firm - (4/24/2017 Terminated)

Texas

Registered Investment Advisory firm - (4/24/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/5/2014)

IAR

Texas
(2/4/2016)

IAR

Texas
(6/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/18/2010

General Securities Representative Examination

Current Firm

CAERUS INVESTMENT ADVISORS, LLC

CRD#: 171716 / SEC#: 801-110401

RIA

Registered Investment Advisory firm - (4/13/2017 Approved)

California

Registered Investment Advisory firm - (5/24/2017 Terminated)

New York

Registered Investment Advisory firm - (4/24/2017 Terminated)

Texas

Registered Investment Advisory firm - (4/24/2017 Terminated)

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Contact information

Main Address

West Lake Hills, TX

Mailing Address

Phone number

(650) 906-7666

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (6/10/2025)

FORM ADV PART 2A APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (6/10/2025)

Regulatory assets under management

Total Number of Accounts	127
AUM (Assets Under Management)	$ 194,550,948

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael H. Cheung

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Hoi-ming Cheung's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAERUS INVESTMENT ADVISORS, LLC

DISHMI CAPITAL, LLC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

CAERUS INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2010

Series 7

Date: 8/18/2010

Current Firm

CAERUS INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAERUS INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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