Willis B. Dobbs

PERIGON WEALTH MANAGEMENT

Atlanta, GA 30309

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CRD#: 5683198

Professional summary

Willis Barnett Wiggins Dobbs, who also goes by Willis Dobbs, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Atlanta, Georgia.

Willis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Willis has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Willis Dobbs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Independent Insurance Agent. Investment Related: No. Address: Atlanta, GA. Nature: Accident & Sickness and Life insurance. Position: Insurance Agent. Start: 10/2009. Approximate number of hours: 16 hours/month. Approximate hours during trading hours: 0 hours/month. Duties: Sales of insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Willis Barnett Wiggins Dobbs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2021 - Present

PERIGON WEALTH MANAGEMENT, LLC

Office #1: 1776 Peachtree Street Nw Suite 620s, Atlanta, GA 30309

RIA

CRD#: 131037

Atlanta, GA

Past

November 2, 2018 - January 3, 2022

BISON WEALTH, LLC

RIA

CRD#: 165931

ATLANTA, GA

Past

November 29, 2012 - October 2, 2018

ALSTON CAPITAL ADVISORS, LLC

RIA

CRD#: 165203

ATLANTA, GA

Past

August 7, 2009 - March 6, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ATLANTA, GA

Past

July 23, 2009 - March 6, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/8/2021)

IAR

Texas
(8/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/6/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 2/5/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/22/2009

General Securities Representative Examination

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

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Contact information

Main Address

201 Mission Street Suite 1825, San Francisco, CA 94105

Mailing Address

Phone number

(877) 977-2555

Established

Firm type

Fiscal year end

# of Employees

141

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PERIGON WRAP FEE PROGRAM BROCHURE (3/28/2025)

PERIGON DISCLOSURE BROCHURE AND PRIVACY POLICY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,456
AUM (Assets Under Management)	$ 8,714,418,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2024	Cover Page	Report
10/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Willis B. Dobbs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Willis Barnett Wiggins Dobbs's CRS (Customer Relationship Summary).

Certified licenses

Experience

BISON WEALTH, LLC

ALSTON CAPITAL ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

PERIGON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/6/2009

Series 31

Date: 2/5/2010

Series 7

Date: 7/22/2009

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERIGON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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