SR
Stephanie A. Rieben-de Roquefeuil
INTE SECURITIES LLC
Boca Raton, FL 33433
Some features on this profile are disabled
CRD#: 5683181
SR
Professional summary
Stephanie Annamaria Rieben-de Roquefeuil, who also goes by Stephanie Annamaria Rieben, Stephanie Rieben, is a registered financial professional currently at INTE SECURITIES LLC located in Boca Raton, Florida.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2011. Stephanie has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Stephanie Annamaria Rieben | Stephanie Rieben
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Annamaria Rieben-de Roquefeuil's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 24, 2020 - Present
INTE SECURITIES LLC
Office #1: 7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433BD
CRD#: 47107
Boca Raton, FL
Past
July 16, 2018 - February 5, 2019
BERENBERG CAPITAL MARKETS LLC
BD
CRD#: 156757
NEW YORK, NY
Past
January 21, 2011 - July 2, 2018
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2025)
RR
Alaska(1/15/2025)
RR
Arizona(10/28/2021)
RR
Arkansas(1/15/2025)
RR
California(10/28/2021)
RR
Colorado(10/28/2021)
RR
Connecticut(11/24/2020)
RR
Delaware(1/15/2025)
RR
District of Columbia(1/15/2025)
RR
Florida(11/24/2020)
RR
Georgia(10/28/2021)
RR
Hawaii(1/15/2025)
RR
Idaho(1/15/2025)
RR
Illinois(10/28/2021)
RR
Indiana(1/15/2025)
RR
Iowa(1/15/2025)
RR
Kansas(10/28/2021)
RR
Kentucky(1/15/2025)
RR
Louisiana(1/15/2025)
RR
Maine(1/15/2025)
RR
Maryland(1/15/2025)
RR
Massachusetts(11/24/2020)
RR
Michigan(10/28/2021)
RR
Minnesota(1/15/2025)
RR
Mississippi(1/15/2025)
RR
Missouri(10/28/2021)
RR
Montana(1/15/2025)
RR
Nebraska(1/15/2025)
RR
Nevada(1/15/2025)
RR
New Hampshire(1/15/2025)
RR
New Jersey(11/24/2020)
RR
New Mexico(1/15/2025)
RR
New York(11/24/2020)
RR
North Carolina(1/15/2025)
RR
North Dakota(1/15/2025)
RR
Ohio(10/29/2021)
RR
Oklahoma(1/15/2025)
RR
Oregon(1/15/2025)
RR
Pennsylvania(10/28/2021)
RR
Puerto Rico(1/15/2025)
RR
Rhode Island(1/15/2025)
RR
South Carolina(1/15/2025)
RR
South Dakota(1/15/2025)
RR
Tennessee(1/15/2025)
RR
Texas(10/28/2021)
RR
Utah(10/28/2021)
RR
Vermont(1/15/2025)
RR
Virgin Islands(1/15/2025)
RR
Virginia(10/28/2021)
RR
Washington(10/28/2021)
RR
West Virginia(1/15/2025)
RR
Wisconsin(5/16/2024)
RR
Wyoming(1/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IS
INTE SECURITIES LLC
EQUINOX SECURITIES, LLC | TRUMP SECURITIES, LLC | INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
Mailing Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
Phone number
(212) 897-1694
Established
Florida since 08/14/2018
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INTE SECURITIES LLC
CRD#: 47107Boca Raton, FL 33433TRUST BUT VERIFY
Monitor Stephanie Rieben-de Roquefeuil
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
