JW
Julie A. Winslow
CUNA BROKERAGE SERVICES
Allison, IA
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CRD#: 5682814
JW
Professional summary
Julie Ann Winslow, who also goes by Julie Ann Woods, Julie Woods, Julie Winslow, is a registered financial professional currently at CUNA BROKERAGE SERVICES, INC. located in Allison, Iowa.
Julie is registered as a RR (Registered Representative) and started their career in finance in 2009. Julie has worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 10, Series 9 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Julie Ann Woods | Julie Woods | Julie Winslow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY | NOT INVESTMENT-RELATED | COMMERCE CITY, CO 80022 | REAL ESTATE/PROPERTY MANAGEMENT | OWNER | DATE 04/01/2014 | LESS THAN 20 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS | RENT OUT TOWNHOUSE THAT I OWN. KLR CREATIVE GROUP POSITION: Extra in movie NATURE: To be an extra in a movie being filmed. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/19/2021 ADDRESS: 2775 NW 49TH AVE, STE. 205 PMB 250, OCALA FL 34482, United States DESCRIPTION: Sunday 12/19/21 I will be an extra in a movie being filmed for Lifetime TV network.
CRS (Client Relationship Summary) - BD
Click below to view Julie Ann Winslow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2021 - Present
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
Allison, IA
Past
January 27, 2021 - March 30, 2023
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
Wesley Chapel, FL
Past
January 14, 2016 - March 24, 2020
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Lone Tree, CO
Past
January 6, 2016 - March 24, 2020
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Lone Tree, CO
Past
May 15, 2012 - December 17, 2015
TRANSAMERICA CAPITAL, LLC
BD
CRD#: 8217
DENVER, CO
Past
April 29, 2011 - May 7, 2012
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
GREENWOOD VILLAGE, CO
Past
April 29, 2011 - May 7, 2012
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
GREENWOOD VILLAGE, CO
Past
September 10, 2009 - April 19, 2011
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
GREENWOOD VILLAGE, CO
Past
July 22, 2009 - April 19, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
GREENWOOD VILLAGE, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/15/2021)
RR
Georgia(3/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CB
CUNA BROKERAGE SERVICES, INC.
CUNA BROKERAGE SERVICES, INC. | TRUSTAGE WEALTH MANAGEMENT SOLUTIONS DBA OF CUNA BROKERAGE | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS WESTCONSIN INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS TENNESSEE VALLEY INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS SUNMARK LIFE STAGE ADVISORY | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS SUNMARK LIFE STAGE ADVISORY | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS MECU INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS FIRST WEALTH ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS FINANCIALEDGE ADVISORY GROUP | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS ENVISTA INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS CUNA MUTUAL GROUP FINANCIAL ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS CLEARVIEW INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS BCU INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS ALEC INVESTMENT ADVISORS | CUNA BROKERAGE SERVICES, INC. DOING BUSINESS AS AAFCU INVESTMENT & RETIREMENT ADVISORS
CRD#: 13941 / SEC#: 801-60099, 8-30027
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
2000 Heritage Way, Waverly, IA 50677
Mailing Address
2000 Heritage Way, Waverly, IA 50677
Phone number
(319) 352-4090
Established
Wisconsin since 05/11/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
716
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CUNA MUTUAL INVESTMENT CORPORATION | OWNER | |
| BARBATO, PAUL DAMIEN | SENIOR VICE PRESIDENT | 7064310 |
| BOAN, JOSEPH SALVATORE | PRESIDENT/DIRECTOR | 2379993 |
| BROCK, JENNY MARIE | TREASURER | 6654483 |
| COPELAND, CHRISTOPHER JUDD | DIRECTOR | 6437117 |
| HABERSTICH, MELISSA M | CHIEF COMPLIANCE OFFICER | 4190838 |
| KARLS, WILLIAM ANTON | DIRECTOR | 6847792 |
| POPPE, CHRISTINE ELIZABETH | LICENSING OFFICER | 4080909 |
| SCHULTZ, TAMMY LYNN | DIRECTOR | 7991087 |
| THOMAS, BARTH T | SECRETARY/DIRECTOR | 2849100 |
Regulatory assets under management
| Total Number of Accounts | 20,233 |
| AUM (Assets Under Management) | $ 5,790,352,615 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
