James K. Manley

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CRD#: 5682521

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Kyle Manley, CPWA®, who also goes by James Manley, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2010. James had worked at 3 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James Manley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Park Cities Presbyterian Foundation- 3419 Westminster Ave #333 Dallas, Texas 75205; Duties include: Church member and Board Member, oversee stewardship of the foundation, advises only on who should be in receipt of the grants from the foundation, no investment advice, check signing authority or other financial responsibilities; 1-5 hours per month dedicated to the OBA, none of which are during business hours, non-investment related, no compensation received. Cotton Bowl Athletic Association- One AT&T Way Arlington, Texas 76011; Duties include: Vice chair and Ambassador for the CBAA, promoting the game and association awareness, no investment advice or other financial responsibilities, Non-investment related; 1-5 hours per month dedicated to this OBA, none of which are during business hours; No compensation received.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2021-12-17

Expire date: 2023-11-30

Experience

Past

September 9, 2021 - May 22, 2025

TOLLESON PRIVATE WEALTH MANAGEMENT

RIA

CRD#: 111838

DALLAS, TX

Past

July 27, 2015 - October 3, 2016

PRESIDIO CAPITAL ADVISORS LLC

RIA

CRD#: 108531

DALLAS, TX

Past

September 29, 2010 - June 10, 2015

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOLLESON PRIVATE WEALTH MANAGEMENT

THE TOLLESON GROUP, LP | TTG FINANCIAL ADVISORS LP | TOLLESON PRIVATE WEALTH MANAGEMENT, LP | TOLLESON PRIVATE WEALTH MANAGEMENT

CRD#: 111838 / SEC#: 801-57641

RIA

Registered Investment Advisory firm - (5/26/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/10/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/18/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/27/2010

General Securities Representative Examination

Current Firm

TOLLESON PRIVATE WEALTH MANAGEMENT

THE TOLLESON GROUP, LP | TTG FINANCIAL ADVISORS LP | TOLLESON PRIVATE WEALTH MANAGEMENT, LP | TOLLESON PRIVATE WEALTH MANAGEMENT

CRD#: 111838 / SEC#: 801-57641

RIA

Registered Investment Advisory firm - (5/26/2000 Approved)

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Contact information

Main Address

5500 Preston Road Suite 250, Dallas, TX 75205

Mailing Address

Phone number

(214) 252-3250

Established

Firm type

Fiscal year end

# of Employees

102

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TOLLESON PRIVATE WEALTH MANAGEMENT JUNE 30, 2025 ADV PART 2A (6/30/2025)

Regulatory assets under management

Total Number of Accounts	3,985
AUM (Assets Under Management)	$ 8,759,140,273

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/26/2025	Cover Page	Report
12/29/2024	Cover Page	Report
03/01/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James K. Manley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRESIDIO CAPITAL ADVISORS LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

TOLLESON PRIVATE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2010

SIE

Date: 6/10/2015

Series 3

Date: 10/18/2010

Series 7

Date: 9/27/2010

Current Firm

TOLLESON PRIVATE WEALTH MANAGEMENT

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TOLLESON PRIVATE WEALTH MANAGEMENT

TRUST BUT VERIFY

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