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CS

Christopher A. Szalay

WISEOWL CAPITAL
Spring, TX
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CRD#: 5682371
CS

Professional summary


Christopher Albert Szalay is a registered financial advisor currently at WISEOWL CAPITAL, LLC located in Spring, Texas.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Christopher has worked at 4 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Find Me Value Investment Research, LLC, provides investment research for a monthly or annual fixed fee. Not recommendation or solicitation of investment advice. I own the business and provide all of the research myself. I spend about 1-2 hours a month specifically on this, as it directly relates to the investment research I perform for WiseOwl Capital. There is minimal extra work I need to do for Find Me Value Investment Research. I began this January 2020 and the business is done online via subscription service.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Christopher Albert Szalay's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 1, 2013 - Present

WISEOWL CAPITAL, LLC

RIA
CRD#: 166920
Spring, TX
Past

May 23, 2011 - April 4, 2013

QUESTAR ASSET MANAGEMENT, INC.

RIA
CRD#: 133358
MINNEAPOLIS, MN
Past

May 23, 2011 - April 4, 2013

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
THE WOODLANDS, TX
Past

November 6, 2009 - May 16, 2011

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
HOUSTON, TX
Past

September 21, 2009 - May 16, 2011

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/1/2013)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/29/2009
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


WC
WISEOWL CAPITAL, LLC
MAVERICK FINANCIAL GROUP, LLC | WISEOWL CAPITAL, LLC

CRD#: 166920 / SEC#:

Texas
Registered Investment Advisory firm - (4/1/2013 Approved)
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Contact information


Main Address
The Woodlands, TX
Mailing Address
Phone number
(713) 550-2294
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts33
AUM (Assets Under Management)$ 37,795,473

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WISEOWL CAPITAL, LLC

CRD#: 166920Spring, TX

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