Julienne E. Riddell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julienne Elizabeth Riddell, who also goes by Julienne Elizabeth Milazzo, was a registered financial professional .
Julienne is a previously registered financial professional and started their career in finance in 2010. Julienne had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2019 - December 31, 2024
MCDERMOTT INVESTMENT SERVICES, LLC
April 28, 2017 - March 18, 2019
SANDLAPPER SECURITIES, LLC
March 27, 2014 - March 6, 2017
CONCORDE INVESTMENT SERVICES, LLC
August 20, 2010 - December 31, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
June 28, 2010 - August 10, 2010
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCDERMOTT INVESTMENT SERVICES, LLC
CRD#: 154926 / SEC#: , 8-68683
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
