Matthew D. O'connor
Professional summary
Matthew Doyle O'connor, who also goes by Matt O'connor, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in Boca Raton, Florida.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2010. Matthew has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Doyle O'connor's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 2424 No. Federal Highway Stes 307 & 315, Boca Raton, FL 33431September 6, 2010 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
(6/30/2023)
(6/30/2023)
(6/30/2023)
(6/30/2023)
(6/30/2023)
(6/30/2023)
(6/30/2023)
(6/30/2023)
(6/30/2023)
(6/30/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/24/2012
Limited Representative-Equity Trader ExamFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762Boca Raton, FL 33431TRUST BUT VERIFY
Monitor Matthew O'connor
Get automatic monthly alerts on: